We are always excited about the opportunity to serve new members. As you may be aware, there are several rules that require firms such as SoFi Invest and our introducing broker, SoFi Securities, to provide duplicate account records to the employer of people who are licensed to sell financial products. These are SEC Rule 204(a)-1 and FINRA Rule 3210. Although these rules do not always necessarily apply, SoFi Invest cannot currently accommodate these requests if and when we receive them.
Despite our genuine interest in welcoming registered persons to the SoFi community, we will be unable to open an account for a registered person at this time.
If you are unsure about whether these rules apply to you or your family member, we encourage you to reach out to that employer for clarification.