Reclassifying contributions for the proper tax year.
Reclassifying contributions as rollover contributions.
Reclassifying SEP IRA contributions as Employer contributions.
Instructions
Date and Account Holder’s Information
Complete this section with your full legal name, account number, Social Security Number, and date.
Contribution Information
Complete the amount of the posted contribution and its respective date.
Make the proper selection for the desired coding.
Example: Check the box for Rollover Contribution, if you’re seeking to classify a contribution as an indirect rollover from an external plan.
Signature
Print your name, sign, and date.
A typed name is insufficient for a signature.
Important Notes
Per IRS regulations, SEP IRA contributions are reported in the calendar year they are received. Please consult your qualified tax professional for more details.
If reclassifying multiple contributions, please attach an additional file outlining the dates and amount of each contribution.
You can submit your completed form to an Investment Specialist via chat.
Form example below - The highlighted segments must be completed.